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What is a holistic assessment?

Thirty years ago, when I was a hippy midwife, the idea of holism began to slip into the counter-culture. A few years later, this much misunderstood notion was all the rage on college campuses. By the time I was in graduate school in the nineties there was a impassable division between the trendy postmodern holists and the rigidly old fashioned modernists. You may detect a slight mocking tone, and rightly so. People with good ideas on both sides made themselves look pretty silly by refusing, for example, to use any of the tools associated with the other side. One of the more tragic outcomes of this silliness was the emergence of the holistic assessment.

Simply put, the holistic assessment is a multidimensional assessment that is designed to take a more nuanced, textured, or rich approach to assessment. Great idea. Love it.

It’s the next part that’s silly. Having collected rich information on multiple dimensions, the test designers sum up a person’s performance with a single number. Why is this silly? Because the so-called holistic score becomes pretty-much meaningless. Two people with the same score can have very little in common. For example, let’s imagine that a holistic assessment examines emotional maturity, perspective taking, and leadership thinking. Two people receive a score of 10 that may be accompanied by boilerplate descriptions of what emotional maturity, perspective taking, and leadership attitudes look like at level 10. However, person one was actually weak in perspective-taking and strongest in leadership, and person two was weak in emotional maturity and strongest in perspective taking. The score of 10, it turns out, means something quite different for these two people. I would argue that it is relatively meaningless because there is no way to know, based on the single “holistic” score, how best to support the development of these distinct individuals.

Holism has its roots in system dynamics, where measurements are used to build rich models of systems. All of the measurements are unidimensional. They are never lumped together into “holistic” measures. That would be equivalent to talking about the temperaturelength of a day or the lengthweight of an object*. It’s essential to measure time, weight, and length with appropriate metrics and then to describe their interrelationships and the outcomes of these interrelationships. The language used to describe these is the language of probability, which is sensitive to differences in the measurement of different properties.

In psychological assessment, dimensionality is a challenging issue. What constitutes a single dimension is a matter for debate. For DTS, the primary consideration is how useful an assessment will be in helping people learn and grow. So, we tend to construct individual assessments, each of which represents a fairly tightly defined content space, and we use only one metric to determine the level of a performance. The meaning of a given score is both universal (it is an order of hierarchical complexity and phase on the skill scale) and contextual (it is provided to a performance in a particular domain in a particular context, and is associated with particular content.) We independently analyze the content of the performance to determine its strengths and weaknesses—relative to its level and the known range of content associated with that level—and provide feedback about these strengths and weaknesses as well as targeted learning suggestions. We use the level score to help us tell a useful story about a particular performance, without claiming to measure “lenghtweight”. This is accomplished by the rigorous separation of structure (level) and content.

*If we described objects in terms of their lengthweight, an object that was 10 inches long and 2 lbs could have a lengthweight of 12, but so could an object that was 2 inches long and 10 lbs.

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The SOI and the LSUA, part 1

The Subject-Object Interview (SOI) and the Lectical™ Self-understanding Assessment (LSUA)

Before I write about the relation between Kegan’s SOI and the LSUA, I want to clarify some differences between these assessments. First, the SOI is both an interview and an assessment system. It was developed by studying the interviews of a small sample of respondents (Does anyone know how many?) who were interviewed on several occasions over the course of several years (Again, does anyone know how many or how often?). The level definitions and the scoring criteria in the SOI are tied to the subject matter of the interviews in the original sample (construction sample). For this reason, the SOI is called a domain-specific assessment. Researchers would say that the levels were defined by bootstrapping from the longitudinal data. Critiques of this kind of assessment point to bias in their level definitions (due to their small and culturally narrow construction samples), the related conflation (confusion) of particular conceptual content with developmental levels, and a weak articulation of the lowest levels, which are not based on direct empirical evidence from appropriate-aged respondents.

With respect to the LSUA, I want to clarify that it is scored with the Lectical Assessment System (LAS), a content-independent developmental scoring system that was created, in part, by identifying the dimension that underlies all longitudinally bootstrapped developmental assessment systems*. The SOI was one of the assessment systems I studied on the way to developing the LAS. Consequently, if the LAS does what it is supposed to do, it should capture the developmental dimension that underlies Kegan’s system even better than his scoring system, because the LAS is a second generation developmental scoring system that is not restrained by a content-driven scoring process (Dawson, 2002; Dawson, Xie, & Wilson, 2003: There is much written about this in our published work, available on our web site.)

What is the relation between the LSUA and the SOI?

This is a difficult question to answer, partly because there is no research that directly compares the SOI and the LSUA. However, because the LAS is a domain independent scoring system that can be used to score any text that includes judgments and justifications, I have used it to score the SOI scoring manual. The developmental sequence for SOI levels 3 to 5 corresponds well to the dimension captured by the LAS. However, Kegan’s lower levels do not match up as well, probably because his construction sample (the sample used to define his levels), as far as we can determine, did not include young children. [Kegan's original research was never published in a form that would allow us to evaluate the approach he took to defining his levels or the reliability and validity of the SOI. All we can locate are a few very small studies of inter-rater reliability, most of which are unpublished (Kegan, 2002).]

Comparisons of the SOI with other developmental assessment systems

There is some research comparing the SOI with other developmental assessment systems. In general, this research finds that the SOI and these other systems are likely to tap the same developmental dimension (see Pratt, et. al., 1991).

Ideally, we would like to conduct a direct comparison of the LAS and the scoring system Kegan developed to score the SOI, as we have done with other developmental assessment systems. (We are working with a graduate student who is planning do do this kind of comparison, and should have some results in a year or so.) In the mean time, we can point to comparisons between the LAS and several other developmental assessment systems (Kohlberg, Armon, Kitchener & King, Perry) that were developed using methods similar to those used by Kegan, and have routinely found strong correlations (above .85) between these scoring systems and the LAS, especially when they are used to score the same material (Dawson, 2000, 2001 2002a, 2004; Dawson, Xie, & Wilson, 2003 ).

Finally, some of Kegan’s level definitions are almost identical to those of Kohlberg and Selman. In fact, I would argue that they are primarily an extension of Selman’s original work on socio-moral perspective, which has informed most domain based developmental assessment systems (including all of the systems mentioned here) since it was introduced in the 1960’s (and was a great help to me when I was developing the LAS).

*The claim that there is a single developmental dimension that underlies these systems is NOT the same thing as a claim that an individual will be at the same level in different knowledge areas (or on different lines).

References

Commons, M. L., Armon, C., Richards, F. A., Schrader, D. E., Farrell, E. W., Tappan, M. B., et al. (1989). A multidomain study of adult development. In D. Sinnott, F. A. Richards & C. Armon (Eds.), Adult development, Vol. 1: Comparisons and applications of developmental models. (pp. 33-56). New York: Praeger Publishers.

Dawson, T. L. (2000). Moral reasoning and evaluative reasoning about the good life. Journal of Applied Measurement, 1(4), 372-397.

Dawson, T. L. (2001). Layers of structure: A comparison of two approaches to developmental assessment. Genetic Epistemologist, 29, 1-10.

Dawson, T. L. (2002a). A comparison of three developmental stage scoring systems. Journal of Applied Measurement, 3, 146-189.

Dawson, T. L. (2002b). New tools, new insights: Kohlberg’s moral reasoning stages revisited. International Journal of Behavioral Development, 26, 154-166.

Dawson, T. L., Xie, Y., & Wilson, M. (2003). Domain-general and domain-specific developmental assessments: Do they measure the same thing? Cognitive Development, 18, 61-78.

Dawson, T. L. (2004). Assessing intellectual development: Three approaches, one sequence. Journal of Adult Development, 11, 71-85.

Kegan, R. (2002). A guide to the subject-object interview. Unpublished Scoring manual. Harvard Graduate School of Education.

King, P. M., Kitchener, K. S., Wood, P. K., & Davison, M. L. (1989). Relationships across developmental domains: A longitudinal study of intellectual, moral, and ego development. In M. L. Commons, J. D. Sinnot, F. A. Richards & C. Armon (Eds.), Adult development. Volume 1: Comparisons and applications of developmental models (pp. 57-71). New York: Praeger.

Lambert, H. V. (1972). A comparison of Jane Loevinger’s theory of ego development and Lawrence Kohlberg’s theory of moral development. University of Chicago, Chicago, IL.

Pratt, M. W., Diessner, R., Hunsberger, B., Pancer, S. M., & Savoy, K. (1991). Four pathways in the analysis of adult development and aging: Comparing analyses of reasoning about personal-life dilemmas. Psychology & Aging, 6, 666-675.

Sullivan, E. V., McCullough, G., & Stager, M. A. (1970). A developmental study of hte relationship between conceptual, ego, and moral development. Child Development, 41, 399-411.

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